AML/KYC Operations Analyst - Expert

  • Employment Type
    Full Time
  • Educational Requirements
    Masters degree
  • Contract Type
  • Category
    Bank & Insurance - Compliance
  • External Reference

We recruit for one of our clients, a large fianncial insitution, an AML/KYC Operations Analyst

Your responsibilities

The expert is responsible to deliver High Quality services in relation to  :

  • Analyze and validation of the private investors and institutional identification documents
  • Logging of all requests in Qualnet ( when appropriate) or in dedicated client Log
  • Take in charge the audit requests and internal/external correspondences related to the shareholder and dealer account registration.
  • Manage and follow the Register dedicated Documentum baskets
  • Act as point of reference for junior staff

The expert is also responsible for:

  • Risk profiling and customer due diligence in line with TA AML/ KYC guidelines or Clients specific KYC policy for accounts and dealers in the funds.
  • Collecting information and performing classification in line with various regulations such as FATCA, CRS,..
  • Filing of electronic documentation and processing of data in SHS system (BP module and SARA): account & dealer identification and creation, account & dealer maintenance
  • Proper follow-up and monitoring of all pending cases
  • Supporting migration In or out, audits and UAT as required
  • Handling the savings plan and nominative certificates processes, ensure the adherence and the appropriate filing of the documents related to the shareholder accounts identification / account openning .
  • Providing coaching and training mentoring to junior agent.
  • Adhering to the terms of generally Accepted Transfer Agent Principles, Prospectus, internal policies.
Your profile
  • Knowledge and Experience:

- HS Diploma or equivalent

- 2-4 years recent relevant experience withi AML/KYC or Tax

- Prior experience with deadlines for time sensitive projects

- Prior experience in financial services

- Prior experience in documentation management


  • Skills and Competencies:

- Strong work ethic & attention to detail

- Proficient time management and organizational skills

- High level customer service and people skills


  • Attributes

- High level customer service and people skills

- Demonstrated analytical and problem solving skills

This position is a 7 -month Consulting assignment.



If you identify yourself with the requirements of this challenging position, do not hesitate to apply by clicking on the button below.

Applications sent through the dedicated form on MySpringProfessional will be priorily processed.

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